[Audio] Navigating the SEC’s Whistleblower Enforcement Wave: A Guide for Financial Institutions — The Consumer Finance Podcast

In this episode of The Consumer Finance Podcast, Chris Willis is joined by Partners Sheri Adler and Mary Weeks to debate the current uptick in SEC enforcement exercise associated to whistleblowers. They give attention to the implications for monetary establishments and different firms, notably these focused by the SEC for paperwork probably proscribing whistleblowers from reporting violations of securities legal guidelines. Sheri and Mary present insights into the authorized framework of whistleblower protections…
By: Troutman Pepper

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March 7, 2024 at 03:29PM